TITLE

JP Morgan hit with a £31m FCA fine over advice failings

AUTHOR(S)
Holt, Natalie
PUB. DATE
May 2013
SOURCE
Money Marketing;5/30/2013, p12
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article reports on the 3.1 million British pounds fine received by JP Morgan International Bank from Great Britain's Financial Conduct Authority for suitability failings related to its retail investment advice and portfolio investment services, which was also caused by the bank's failure to record the status of non-discretionary transactions.
ACCESSION #
88018301

 

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