TITLE

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook

AUTHOR(S)
O'Neill, Kevin
PUB. DATE
August 2012
SOURCE
Federal Register (National Archives & Records Service, Office of;8/8/2012, Vol. 77 Issue 153, p47470
SOURCE TYPE
Government Documents
DOC. TYPE
Article
ABSTRACT
The article presents a notice from the U.S. Securities and Exchange Commission regarding the withdrawal of proposed rule from Financial Industry Regulatory Authority Inc. (FINRA) that would have adopted NASD Rule 2340, Customer Account Statements, with certain changes as FINRA Rule 2231 in the consolidated FINRA rulebook.
ACCESSION #
79285916

 

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