TITLE

SEC Approves Two New FINRA Rules

PUB. DATE
May 2012
SOURCE
Dispute Resolution Journal;May-Jul2012, Vol. 67 Issue 2, p6
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article reports that the U.S. Securities and Exchange Commission (SEC) approved Regulatory Notice 12-21, which will raise the limitation on the use of Financial Industry Regulatory Authority (FINRA) Simplified Arbitration.
ACCESSION #
78385922

 

Related Articles

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics