TITLE

Who has an ax to grind?

AUTHOR(S)
Todd, Richard
PUB. DATE
May 1998
SOURCE
CPA Journal;May98, Vol. 68 Issue 5, p62
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Discusses some of the alarming conflict of interests in the investment industry. Market making and selling securities from the broker's account; Commissions; Wrap accounts; Sales contests, prizes and dinners; In-house products; Soft dollars; Managers/funds evaluating their own performance; Limited product array; Planning points to a favored solution; Need for full disclosure of conflict of interests.
ACCESSION #
605683

 

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