TITLE

SEC OKs FINRA BrokerCheck Link Rule

AUTHOR(S)
Corbin, Kenneth
PUB. DATE
October 2015
SOURCE
Financial-planning.com;10/13/2015, p1
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
Commission signs off on FINRA's proposal to compel brokers to include a link to the database on their websites after abandoning some of the more contentious aspects of the rule.
ACCESSION #
110382239

 

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